WebJun 4, 2024 · The Commission unanimously approved a final rule amendment to Regulation 4.13 in 17 CFR part 4, which contains the regulations applicable to commodity pool … WebFeb 28, 2012 · On February 9, 2012, the U.S. Commodity Futures Trading Commission (CFTC) rescinded CFTC Rule 4.13 (a) (4), which is the exemption from CFTC registration as a Commodity Pool Operator (CPO) that is commonly used by general partners, managers and sponsors of private funds that trade futures.
CFTC Closes a Loophole for Exempt Commodity Pool Operators
WebMay 2, 2012 · The CFTC had previously provided guidance to fund-of-funds managers on the ways in which they could comply with the requirements of Rule 4.13(a)(3). The … WebJan 17, 2024 · require firms claiming an exemption from CPO registration under CFTC Rule 4.13 to certify that neither they nor their principals are subject to a statutory disqualification under the CEA.... speight clinic munford tn
CFTC Unanimously Approves Final Rule at June 4 Open …
WebFeb 14, 2012 · The CFTC did not, as it had proposed, rescind the exemption from CPO registration under Rule 4.13(a)(3) for hedge funds that conduct a de minimis amount of trading in futures, commodity options ... WebThe commodity pool operator of a pool whose units of participation meet the criteria of paragraph (c) (1) (ii) of this section may claim the following relief: ( i) The pool operator of … WebJun 11, 2024 · The CFTC recently adopted an amendment to CFTC Regulation 4.13 for exemption from CPO registration, requiring a person claiming such exemption to represent that neither it nor any of its principals have incurred any of the statutory disqualifications set out in Section 8a (2) of the Commodity Exchange Act. speight chiropractic